Susan Annabelle Douse

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Mondrian Investment Partners Limited
FRN 149507
- Director of firm who is not a certification employee or a SMF manager (since 10 Jun 2021)
Douse Associates Ltd
FRN 805386
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- SMF1 Chief Executive (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- CF11 Money Laundering Reporting (3 Sep 2018 to 8 Dec 2019)
- CF1 Director (3 Sep 2018 to 8 Dec 2019)
- CF10 Compliance Oversight (3 Sep 2018 to 8 Dec 2019)
- CF3 Chief Executive (3 Sep 2018 to 8 Dec 2019)
Schroder Investment Management Limited (no longer approved here)
FRN 119348
- CF21 Investment Adviser (28 Jun 2004 to 29 Oct 2004)
Schroder Investment Management North America Limited (no longer approved here)
FRN 144543
- CF21 Investment Adviser (28 Jun 2004 to 29 Oct 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.