Susan Allen

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Yorkshire Building Society

    FRN 106085

    • SMF1 Chief Executive (since 14 Jun 2023)
    • [FCA CF] Manager of certification employee (2 Mar 2023 to 12 Feb 2026)
    • [FCA CF] Material risk taker (2 Mar 2023 to 12 Feb 2026)
    • [PRA CF] Managing a material risk taker (2 Mar 2023 to 12 Feb 2026)
    • [PRA CF] Significant risk taker or Material risk taker (2 Mar 2023 to 12 Feb 2026)
  • Accord Mortgages Limited

    FRN 305936

    • SMF1 Chief Executive (since 14 Jun 2023)
    • [FCA CF] Manager of certification employee (2 Mar 2023 to 12 Feb 2026)
    • [FCA CF] Material risk taker (2 Mar 2023 to 12 Feb 2026)
  • Norwich and Peterborough (LBS) Limited

    FRN 454265

    • SMF1 Chief Executive (since 14 Jun 2023)
    • [FCA CF] Material risk taker (2 Mar 2023 to 12 Feb 2026)
    • [FCA CF] Manager of certification employee (2 Mar 2023 to 12 Feb 2026)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • SMF6 Head of Key Business Areas (13 Dec 2018 to 31 Jul 2021)
    • Responsibility for MCD Intermediation (13 Dec 2018 to 31 Jul 2021)
    • Responsible for Insurance Distribution (13 Dec 2018 to 31 Jul 2021)
    • [PRA CF] Managing a material risk taker (6 Mar 2017 to 18 Feb 2019)
    • [FCA CF] Material risk taker (6 Mar 2017 to 18 Feb 2019)
    • [FCA CF] Significant management (6 Mar 2017 to 18 Feb 2019)
    • [FCA CF] Manager of certification employee (6 Mar 2017 to 18 Feb 2019)
    • [PRA CF] Significant risk taker or Material risk taker (6 Mar 2017 to 18 Feb 2019)
    • CF29 Significant management (17 Mar 2015 to 6 Mar 2016)
  • Cater Allen Limited (no longer approved here)

    FRN 178737

    • SMF1 Chief Executive (9 May 2018 to 20 May 2019)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF29 Significant management (13 Jan 2011 to 11 Nov 2014)

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Updates to this individual's record on the FCA register.

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