Surjit Singh Sandhu

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Mr Surjit Singh Sandhu
FRN 311417
- [FCA CF] Proprietary trader (since 9 Dec 2019)
- Responsible for Insurance Mediation (14 Jan 2005 to 31 Jan 2007)
- CF7 Sole Trader (31 Oct 2004 to 31 Jan 2007)
Direct Nottingham Insurance Service (2780) (no longer approved here)
FRN 193403
- (1)Employed By (1 Oct 1998 to 17 Feb 2005)

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A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.