Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • (10)Employed By (since 19 Feb 2025)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF30 Customer (since 19 Feb 2025)
    • Appointed representative dealing with clients for which they require qualification (since 22 Jan 2025)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 20 Sep 2022)
    • CF30 Customer (1 Nov 2007 to 20 Sep 2022)
    • CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
  • Sycamore Financial Management Limited (no longer approved here)

    FRN 433700

    • Employed By (4 Jul 2005 to 20 Sep 2022)
  • Reading Associates (no longer approved here)

    FRN 215941

    • (16)Employed By (11 Dec 2003 to 20 Sep 2022)

Recent activity

Updates to this individual's record on the FCA register.

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