Suresh Guddappa Shetty

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sun Global Investments Limited

    FRN 474277

    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (12 Nov 2008 to 8 Dec 2019)
  • Credo Capital Limited (no longer approved here)

    FRN 192204

    • CF30 Customer (1 Nov 2007 to 7 Apr 2008)
    • CF26 Customer Trading (27 Jun 2005 to 31 Oct 2007)
    • CF21 Investment Adviser (19 Jul 2004 to 31 Oct 2007)
  • FIRST GLOBAL (UK) LTD. (no longer approved here)

    FRN 190780

    • CF21 Investment Adviser (1 Dec 2001 to 30 Jun 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.