Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF10a CASS Oversight function (1 Oct 2011 to 5 Nov 2012)
- CF29 Significant management (1 Nov 2007 to 5 Nov 2012)
- CF28 Systems and controls (1 Nov 2007 to 5 Nov 2012)
- CF20 Significant Mgt (Settlements) (1 Dec 2006 to 31 Oct 2007)
- CF15 Internal Audit (6 Dec 2005 to 31 Oct 2007)
- CF19 Significant Mgt (Financial Resources) (6 Dec 2005 to 31 Oct 2007)
- CF13 Finance (6 Dec 2005 to 31 Oct 2007)
- CF14 Risk Assessment (6 Dec 2005 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.