Surbhi Monga

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Morgan Stanley & Co. International Plc

    FRN 165935

    • [FCA CF] Manager of certification employee (since 14 May 2024)
    • [FCA CF] Significant management (since 14 May 2024)
  • Morgan Stanley Bank International Limited

    FRN 195430

    • [FCA CF] Manager of certification employee (since 14 May 2024)
    • [FCA CF] Significant management (since 14 May 2024)
  • MUFG BANK, LTD (no longer approved here)

    FRN 139189

    • [FCA CF] Material risk taker (31 Jan 2023 to 5 Dec 2023)
    • [PRA CF] Significant risk taker or Material risk taker (31 Jan 2023 to 5 Dec 2023)

Recent activity

Updates to this individual's record on the FCA register.

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