Suraj Kumar Dhunna

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • REAL SOLUTION (COMMERCIAL AND DEVELOPMENT) LTD

    FRN 833598

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 11 Oct 2019)
    • Responsibility for MCD Intermediation (since 11 Oct 2019)
    • CF8 Apportionment and Oversight (11 Oct 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (11 Oct 2019 to 8 Dec 2019)
    • CF1 Director (5 Apr 2019 to 8 Dec 2019)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF1 Director (AR) (11 Nov 2014 to 11 Mar 2020)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • CF1 Director (AR) (4 Aug 2014 to 1 Sep 2014)
  • Timber Finance Limited (no longer approved here)

    FRN 626288

    • Employed By (4 Aug 2014 to 1 Sep 2014)
  • Alexander House Financial Services Limited (no longer approved here)

    FRN 601371

    • Employed By (15 Jul 2014 to 16 Oct 2014)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (2 Jul 2010 to 26 Jan 2011)
  • Citri Wealth Management Ltd (no longer approved here)

    FRN 514997

    • Employed By (2 Jul 2010 to 26 Jan 2011)
  • The On-Line Partnership Limited (no longer approved here)

    FRN 192638

    • CF30 Customer (7 Apr 2010 to 8 Jun 2010)

Recent activity

Updates to this individual's record on the FCA register.

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