Surabhi Narendranath

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Nesta Investment Management LLP (no longer approved here)
FRN 485167
- [FCA CF] Client dealing (18 Aug 2020 to 13 May 2022)
TP ICAP Markets Limited (no longer approved here)
FRN 124520
- CF30 Customer (18 Sep 2014 to 16 Jan 2017)
TP ICAP Global Markets Americas LLC (no longer approved here)
FRN 549855
- CF30 Customer (13 Sep 2014 to 16 Jan 2017)
Societe Generale International Limited (no longer approved here)
FRN 538896
- CF30 Customer (19 Aug 2011 to 17 Mar 2014)
Barclays Capital Securities Limited (no longer approved here)
FRN 124431
- CF30 Customer (12 Jul 2010 to 17 Sep 2010)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.