Sunita Kara

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

PGIM LIMITED
FRN 193418
- [FCA CF] Client dealing (since 14 Apr 2026)
Aviva Investors UK Fund Services Limited (no longer approved here)
FRN 119310
- [FCA CF] Material risk taker (1 Jan 2023 to 14 Nov 2025)
Aviva Investors Global Services Limited (no longer approved here)
FRN 119178
- [FCA CF] Manager of certification employee (22 Aug 2022 to 31 Jul 2023)
- [FCA CF] Material risk taker (7 May 2021 to 31 Dec 2021)
- [FCA CF] Client dealing (9 Dec 2019 to 14 Nov 2025)
- CF30 Customer (6 Sep 2013 to 8 Dec 2019)
Baring International Investment Limited (no longer approved here)
FRN 122628
- CF30 Customer (5 Jun 2009 to 9 Aug 2013)
Baring Asset Management Limited (no longer approved here)
FRN 170601
- CF30 Customer (5 Jun 2009 to 9 Aug 2013)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.