Sunil Daswani

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Standard Chartered Bank (no longer approved here)

    FRN 114276

    • [FCA CF] Client dealing (1 Sep 2020 to 2 Nov 2023)
  • The Northern Trust Company (no longer approved here)

    FRN 122020

    • CF30 Customer (1 Nov 2007 to 9 Jul 2010)
    • CF27 Investment Management (9 Dec 2004 to 31 Oct 2007)
    • CF21 Investment Adviser (25 Sep 2002 to 29 Oct 2004)
  • Northern Trust Global Investments Limited (no longer approved here)

    FRN 191916

    • CF30 Customer (1 Nov 2007 to 23 Jun 2017)
    • CF27 Investment Management (9 Dec 2004 to 31 Oct 2007)
    • CF21 Investment Adviser (25 Sep 2002 to 29 Oct 2004)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF21 Investment Adviser (1 Dec 2001 to 3 May 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.