Sundeep Vyas

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • DWS Alternatives Global Limited

    FRN 458997

    • [FCA CF] Manager of certification employee (since 5 Mar 2024)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (16 Mar 2015 to 8 Dec 2019)
    • CF21 Investment Adviser (26 Feb 2007 to 29 Oct 2007)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF21 Investment Adviser (21 Nov 2005 to 24 Oct 2007)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF21 Investment Adviser (1 Dec 2001 to 8 Apr 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.