Sunao Otsuka

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sumitomo Mitsui DS Asset Management (UK) Limited (no longer approved here)

    FRN 115126

    • CF2 Non Executive Director (17 Jun 2015 to 1 Oct 2015)
    • CF1 Director (31 May 2012 to 17 Jun 2015)
    • CF3 Chief Executive (31 May 2012 to 17 Jun 2015)
    • CF30 Customer (31 May 2012 to 17 Jun 2015)
  • Daiwa Capital Markets Europe Limited (no longer approved here)

    FRN 124490

    • CF29 Significant management (1 Nov 2007 to 11 Apr 2009)
    • CF16 Significant Mgt (Desgntd Investment Business) (2 Jan 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.