Sullivan Calore

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MUFG Securities EMEA plc

    FRN 124512

    • [PRA CF] Significant risk taker or Material risk taker (since 15 Oct 2024)
    • [FCA CF] Material risk taker (since 15 Oct 2024)
    • [FCA CF] Manager of certification employee (since 5 Dec 2023)
    • [FCA CF] Client dealing (since 30 Apr 2020)
    • [PRA CF] Significant risk taker or Material risk taker (3 Feb 2023 to 1 Apr 2023)
    • [FCA CF] Material risk taker (3 Feb 2023 to 1 Apr 2023)
  • Commerzbank AG (no longer approved here)

    FRN 124920

    • [FCA CF] Algorithmic trading (21 Dec 2018 to 30 Sep 2019)
    • [FCA CF] Client dealing (30 Mar 2017 to 30 Sep 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.