Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 15 Jun 2021)
- CF30 Customer (since 11 Jun 2021)
- CF30 Customer (18 Sep 2009 to 17 Dec 2009)
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Sukhvir Birk
FRN 506989
- (1)Employed By (since 11 Jun 2021)
- (1)Employed By (18 Sep 2009 to 17 Dec 2009)
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- CF30 Customer (2 Jun 2014 to 27 Feb 2017)
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- CF30 Customer (22 Aug 2012 to 11 Jun 2014)
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- CF30 Customer (6 Dec 2010 to 27 Apr 2012)
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- CF30 Customer (4 Jan 2010 to 19 Nov 2010)
- CF21 Investment Adviser (1 Dec 2001 to 15 Jul 2005)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Sukhvir Birk
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controlled function added: (1)Employed By at Sukhvir Birk