Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 15 Jun 2021)
    • CF30 Customer (since 11 Jun 2021)
    • CF30 Customer (18 Sep 2009 to 17 Dec 2009)
  • Sukhvir Birk

    FRN 506989

    • (1)Employed By (since 11 Jun 2021)
    • (1)Employed By (18 Sep 2009 to 17 Dec 2009)
  • M&G ADVICE PARTNERS LIMITED (no longer approved here)

    FRN 584256

    • CF30 Customer (2 Jun 2014 to 27 Feb 2017)
  • SKIPTON FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 100013

    • CF30 Customer (22 Aug 2012 to 11 Jun 2014)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (6 Dec 2010 to 27 Apr 2012)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • CF30 Customer (4 Jan 2010 to 19 Nov 2010)
    • CF21 Investment Adviser (1 Dec 2001 to 15 Jul 2005)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Sukhvir Birk

  2. controlled function added: (1)Employed By at Sukhvir Birk