Sukhpal Singh Dhiman

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Appointed representative dealing with clients for which they require qualification (since 18 Jun 2025)
    • CF30 Customer (since 22 May 2025)
  • Gilson Gray Financial Limited

    FRN 628199

    • (8)Employed By (since 22 May 2025)
  • Chase de Vere Independent Financial Advisers limited (no longer approved here)

    FRN 137914

    • [FCA CF] Client dealing (4 Aug 2023 to 5 Jun 2025)
    • [FCA CF] Functions requiring qualifications (4 Aug 2023 to 5 Jun 2025)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 4 Oct 2021)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.