Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 13. Giving personal recommendations on and dealing with derivatives
    • 14. Managing investments
    • 17. Administrative functions in relation to managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 3. Giving personal recommendations on derivatives
    • [FCA CF] Functions requiring qualifications (since 10 Jun 2022)
    • [FCA CF] Client dealing (since 24 Sep 2021)
  • London Stone Securities Limited (no longer approved here)

    FRN 479827

    • CF30 Customer (12 Nov 2014 to 30 Oct 2019)

Recent activity

Updates to this individual's record on the FCA register.

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