Sudhir Gauchan

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • New Leaf Distribution Limited

    FRN 460421

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 31 Jul 2023)
    • Appointed representative dealing with clients for which they require qualification (since 14 Mar 2023)
    • CF1 Director (AR) (since 21 Feb 2023)
    • CF30 Customer (since 21 Feb 2023)
  • Everest Mortgages and Wealth Management Ltd

    FRN 992113

    • (1)Employed By (since 21 Feb 2023)
  • Bellamy Wealth Management Limited (no longer approved here)

    FRN 971895

    • Employed By (29 Apr 2022 to 16 Feb 2023)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (31 Mar 2022 to 16 Feb 2023)
    • CF30 Customer (14 Feb 2022 to 16 Feb 2023)
  • Bellamy Wealth Management Limited (no longer approved here)

    FRN 545859

    • Employed By (14 Feb 2022 to 16 Feb 2023)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • Appointed representative dealing with clients for which they require qualification (23 Dec 2020 to 1 Nov 2021)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • [FCA CF] Functions requiring qualifications (7 Nov 2019 to 3 Nov 2020)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.