Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Access Direct (IFA) Ltd (no longer approved here)

    FRN 402917

    • CF30 Customer (1 Nov 2007 to 5 Nov 2008)
    • Responsible for Insurance Mediation (14 Jan 2005 to 15 Feb 2011)
    • CF10 Compliance Oversight (29 Oct 2004 to 5 Nov 2008)
    • CF11 Money Laundering Reporting (29 Oct 2004 to 5 Nov 2008)
    • CF8 Apportionment and Oversight (29 Oct 2004 to 31 Mar 2009)
    • CF21 Investment Adviser (29 Oct 2004 to 31 Oct 2007)
    • CF1 Director (29 Oct 2004 to 15 Feb 2011)
  • Access Direct Financial Services Ltd (no longer approved here)

    FRN 191066

    • Employed By (1 Dec 2001 to 28 Dec 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.