Subhash Parekh

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • I F S (SP) Limited

    FRN 449235

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 29 Mar 2016)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF24 Pension Transfer Specialist (18 Apr 2006 to 31 Oct 2007)
    • CF1 Director (18 Apr 2006 to 8 Dec 2019)
    • CF10 Compliance Oversight (18 Apr 2006 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (18 Apr 2006 to 8 Dec 2019)
    • CF21 Investment Adviser (18 Apr 2006 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (18 Apr 2006 to 31 Mar 2009)
    • Responsible for Insurance Mediation (18 Apr 2006 to 30 Sep 2018)
  • MPI INVESTMENTS LTD (no longer approved here)

    FRN 440751

    • CF21 Investment Adviser (3 Jan 2006 to 18 Apr 2006)
    • CF24 Pension Transfer Specialist (3 Jan 2006 to 18 Apr 2006)

Recent activity

Updates to this individual's record on the FCA register.

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