Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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UHY Financial Planning Limited
FRN 447764
- Responsible for Insurance Distribution (since 25 Feb 2020)
- SMF16 Compliance Oversight (since 25 Feb 2020)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 25 Feb 2020)
- SMF3 Executive Director (since 25 Feb 2020)
- [FCA CF] Significant management (since 9 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.