Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J.P. Morgan SE (no longer approved here)

    FRN 755066

    • [FCA CF] Client dealing (4 Jan 2021 to 1 Jul 2021)
    • [FCA CF] Material risk taker (4 Jan 2021 to 1 Jul 2021)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Material risk taker (11 Jun 2018 to 1 Jul 2021)
    • [FCA CF] Client dealing (9 Mar 2018 to 1 Jul 2021)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.