Stuart Winfield

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc

    FRN 114216

    • [FCA CF] Manager of certification employee (since 1 Aug 2017)
    • [FCA CF] Client dealing (since 10 Nov 2016)
    • [PRA CF] Significant risk taker or Material risk taker (10 Sep 2017 to 6 Aug 2019)
    • CF30 Customer (26 Apr 2013 to 6 Mar 2016)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [PRA CF] Significant risk taker or Material risk taker (28 Jan 2019 to 6 Aug 2019)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (14 Aug 2009 to 15 Apr 2013)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (1 Nov 2007 to 30 Apr 2009)
    • CF21 Investment Adviser (7 Oct 2004 to 31 Oct 2007)
  • State Street Global Advisors Limited (no longer approved here)

    FRN 146665

    • CF26 Customer Trading (1 Dec 2001 to 15 Jul 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.