Stuart Willson

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Willson Grange Mortgages Limited

    FRN 914524

    • Responsible for Insurance Distribution (since 25 Mar 2021)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF1 Director (13 Nov 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (13 Nov 2019 to 8 Dec 2019)
  • Willson Grange Limited

    FRN 593803

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 1 Jun 2020)
    • [FCA CF] Client dealing (since 1 Jun 2020)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF10 Compliance Oversight (1 Jul 2013 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Jul 2013 to 8 Dec 2019)
    • Responsible for Insurance Mediation (1 Jul 2013 to 30 Sep 2018)
    • CF1 Director (1 Jul 2013 to 8 Dec 2019)
  • Willson Grange Wealth Management Limited (no longer approved here)

    FRN 811556

    • Employed By (10 Aug 2018 to 1 Sep 2020)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF1 Director (AR) (6 Jan 2010 to 1 Sep 2020)
    • CF30 Customer (1 Jul 2009 to 1 Sep 2020)
    • CF4 Partner (AR) (1 Jul 2009 to 21 Dec 2009)
  • Willson Grange Ltd (no longer approved here)

    FRN 503107

    • Employed By (1 Jul 2009 to 1 Sep 2020)

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