Stuart William Edward Lawrence

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBS Asset Management (UK) Ltd

    FRN 119319

    • [FCA CF] Manager of certification employee (since 26 Aug 2025)
    • [FCA CF] Algorithmic trading (since 27 Aug 2020)
    • [FCA CF] Client dealing (since 27 Aug 2020)
    • [FCA CF] Manager of certification employee (22 Feb 2022 to 19 Oct 2023)
    • CF30 Customer (31 Jul 2019 to 8 Dec 2019)
  • Principal Global Investors (Europe) Limited (no longer approved here)

    FRN 191120

    • CF30 Customer (23 Dec 2016 to 14 Sep 2018)
  • Ennismore Fund Management Limited (no longer approved here)

    FRN 188574

    • CF30 Customer (1 Nov 2007 to 7 Jan 2009)
    • CF26 Customer Trading (28 Apr 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.