Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • GPIM Limited

    FRN 811340

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 3. Giving personal recommendations on derivatives
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • 13. Giving personal recommendations on and dealing with derivatives
    • [FCA CF] Functions requiring qualifications (since 20 Oct 2025)
  • ST. JAMES'S PLACE INVESTMENT MANAGEMENT LIMITED (no longer approved here)

    FRN 155241

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 12 Sep 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 12 Sep 2025)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF24 Pension Transfer Specialist (3 May 2007 to 31 Oct 2007)
    • CF27 Investment Management (23 Oct 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (23 Oct 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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