Stuart Wallace

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • NOVITAS LOANS LIMITED

    FRN 716962

    • (20)SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • (32)CF11 Money Laundering Reporting (9 Aug 2018 to 8 Dec 2019)
  • Close Brothers Limited

    FRN 124750

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 22 Aug 2016)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: SMF17 Money Laundering Reporting Officer (MLRO) at NOVITAS LOANS LIMITED

  2. controlled function added: (32)CF11 Money Laundering Reporting at NOVITAS LOANS LIMITED

  3. controlled function added: (20)SMF17 Money Laundering Reporting Officer (MLRO) at NOVITAS LOANS LIMITED