Stuart Thomson Gulliver

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • SMF7 Group Entity Senior Manager (7 Mar 2016 to 21 Feb 2018)
    • CF29 Significant management (1 Nov 2007 to 6 Mar 2016)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF1 Director (14 Aug 2006 to 6 Mar 2016)
    • CF21 Investment Adviser (10 Mar 2003 to 31 Oct 2007)
    • CF19 Significant Mgt (Financial Resources) (10 Mar 2003 to 31 Oct 2007)
    • CF17 Significant Mgt (Other Business Operations) (10 Mar 2003 to 31 Oct 2007)
    • CF16 Significant Mgt (Desgntd Investment Business) (10 Mar 2003 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.