Stuart Slimming

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 30 May 2022)
    • [FCA CF] Client dealing (since 30 May 2022)
  • Pi Financial Ltd (no longer approved here)

    FRN 186419

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Mar 2023)
    • Sole trader dealing with clients for which they require qualification (9 Dec 2019 to 9 Dec 2019)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2023)
    • CF30 Customer (1 Jun 2009 to 8 Dec 2019)
  • Acorn Financial Services (U5077) (no longer approved here)

    FRN 230750

    • Employed By (26 Aug 2005 to 30 Dec 2005)

Recent activity

Updates to this individual's record on the FCA register.

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