Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • CF1 Director (AR) (since 4 Jun 2025)
    • CF30 Customer (since 4 Jun 2025)
    • Appointed representative dealing with clients for which they require qualification (since 4 Jun 2025)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 17 Feb 2023)
    • CF1 Director (AR) (8 Mar 2010 to 12 Dec 2013)
    • CF30 Customer (27 Mar 2009 to 12 Dec 2013)
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 17 Feb 2023)
    • CF30 Customer (since 14 Mar 2013)
    • CF1 Director (AR) (since 14 Mar 2013)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF1 Director (1 Apr 2011 to 8 Dec 2019)
    • Responsible for Insurance Mediation (1 Apr 2011 to 30 Sep 2018)
    • (1)Employed By (since 8 Mar 2010)

Recent activity

Updates to this individual's record on the FCA register.

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