Stuart Robert Lang

• Lang Financial Scotland Limited

  FRN 593301

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 8. Giving personal recommendations on investments in the course of corporate finance business
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Aug 2022)
  • [FCA CF] Significant management (9 Dec 2019 to 1 Aug 2022)
  • Responsibility for MCD Intermediation (24 Oct 2016 to 11 Sep 2023)
  • CF30 Customer (22 Apr 2013 to 8 Dec 2019)
  • CF1 Director (22 Apr 2013 to 8 Dec 2019)
  • CF10 Compliance Oversight (22 Apr 2013 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (22 Apr 2013 to 8 Dec 2019)
  • Responsible for Insurance Mediation (22 Apr 2013 to 30 Sep 2018)
• Personal Touch Financial Services Limited (no longer approved here)

  FRN 187834

  • CF30 Customer (17 Oct 2008 to 22 Apr 2013)
  • CF1 Director (AR) (23 Feb 2005 to 22 Apr 2013)
• Legal and General Assurance Society Limited (no longer approved here)

  FRN 117659

  • CF21 Investment Adviser (1 Dec 2001 to 22 Apr 2002)
• Legal & General (Unit Trust Managers) Limited (no longer approved here)

  FRN 119273

  • CF21 Investment Adviser (1 Dec 2001 to 22 Apr 2002)

No changes recorded yet.