Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 5 May 2021)
    • CF30 Customer (since 30 Apr 2021)
    • (1)Employed By (since 30 Apr 2021)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • CF30 Customer (1 Nov 2007 to 2 Jan 2008)
    • CF22 Investment Adviser (Trainee) (18 Jan 2002 to 18 Jan 2002)
    • CF21 Investment Adviser (18 Jan 2002 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Stuart Thomsitt

  2. controlled function added: (1)Employed By at Stuart Thomsitt