Stuart Rees Clark

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Perspective (Central & East) Limited

    FRN 223377

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Functions requiring qualifications (since 12 Dec 2025)
    • [FCA CF] Client dealing (since 12 Dec 2025)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (29 Dec 2005 to 3 Aug 2007)
    • CF22 Investment Adviser (Trainee) (1 Sep 2004 to 29 Dec 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.