Stuart Rae

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BH Financial & Mortgage Solutions Limited

    FRN 403109

    • Employed By (since 12 Mar 2024)
    • Employed By (8 Sep 2004 to 12 Mar 2024)
  • 2 Plan Wealth Management Limited

    FRN 461598

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 26 Feb 2024)
    • CF30 Customer (since 1 Nov 2023)
    • CF1 Director (AR) (since 1 Nov 2023)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 12 Mar 2024)
    • CF1 Director (AR) (13 Jul 2017 to 12 Mar 2024)
    • CF30 Customer (1 Nov 2007 to 12 Mar 2024)
    • CF21 Investment Adviser (8 Sep 2004 to 31 Oct 2007)
  • Royal London Mutual Insurance Society, Limited (THE) (no longer approved here)

    FRN 117672

    • CF21 Investment Adviser (28 Jun 2004 to 14 Sep 2004)
    • CF22 Investment Adviser (Trainee) (31 Mar 2004 to 28 Jun 2004)
  • Royal London Unit Trust Managers Limited (no longer approved here)

    FRN 144037

    • CF21 Investment Adviser (28 Jun 2004 to 14 Sep 2004)
    • CF22 Investment Adviser (Trainee) (31 Mar 2004 to 28 Jun 2004)
  • Royal London Savings Limited (no longer approved here)

    FRN 191237

    • CF22 Investment Adviser (Trainee) (31 Mar 2004 to 28 Jun 2004)
    • CF21 Investment Adviser (1 Dec 2001 to 20 Feb 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.