Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Significant management (since 9 Oct 2025)
- [PRA CF] Significant risk taker or Material risk taker (since 9 Oct 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Mar 2025)
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- [FCA CF] Material risk taker (17 Dec 2019 to 4 Nov 2021)
- Director of firm who is not a certification employee or a SMF manager (22 Nov 2018 to 1 Nov 2021)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.