Stuart Plows

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Perspective (Central & East) Limited

    FRN 223377

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 19 Nov 2021)
    • [FCA CF] Functions requiring qualifications (since 19 Nov 2021)
  • DAVID WILLIAMS I F A LIMITED (no longer approved here)

    FRN 530750

    • [FCA CF] Client dealing (9 Dec 2019 to 29 Oct 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 29 Oct 2021)
    • CF30 Customer (1 Apr 2018 to 8 Dec 2019)
  • GreenStones Financial Services Limited (no longer approved here)

    FRN 610601

    • (1)Employed By (24 Oct 2014 to 24 Mar 2015)
  • TIMELINE WEALTH MANAGEMENT LIMITED (no longer approved here)

    FRN 596827

    • CF30 Customer (22 Sep 2014 to 24 Mar 2015)
  • Rafter Associates Financial Management Limited (no longer approved here)

    FRN 116031

    • CF30 Customer (14 Aug 2013 to 19 Sep 2014)

Recent activity

Updates to this individual's record on the FCA register.

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