Stuart Peter Spencer

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Toronto-Dominion Bank (no longer approved here)

    FRN 124859

    • SMF5 Head of Internal Audit (7 Mar 2016 to 30 Jun 2023)
    • CF28 Systems and controls (25 Jan 2012 to 6 Mar 2016)
  • TD Bank Europe Limited (no longer approved here)

    FRN 165556

    • SMF5 Head of Internal Audit (7 Mar 2016 to 30 Jun 2023)
    • CF28 Systems and controls (25 Jan 2012 to 6 Mar 2016)
  • Interactive Investor Services Limited (no longer approved here)

    FRN 141282

    • CF28 Systems and controls (24 Apr 2014 to 9 Oct 2015)
  • ICBC Standard Bank Plc (no longer approved here)

    FRN 124823

    • CF28 Systems and controls (1 Nov 2007 to 12 Mar 2009)
    • CF15 Internal Audit (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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