Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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2 Plan Wealth Management Limited
FRN 461598
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 23 Apr 2020)
- CF1 Director (AR) (since 20 Apr 2020)
- CF30 Customer (since 20 Apr 2020)
- [FCA CF] Client dealing (23 Apr 2020 to 24 Apr 2020)
- CF30 Customer (9 Apr 2013 to 8 Dec 2019)
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Ridley Financial Advisers Limited
FRN 923728
- (2)Employed By (since 20 Apr 2020)
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- CF30 Customer (1 Nov 2007 to 5 Jul 2013)
- CF21 Investment Adviser (6 Mar 2002 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.