Stuart Paul Mitchell

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

ASCOT LLOYD FINANCIAL PLANNING LIMITED (no longer approved here)
FRN 144519
- [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Jun 2025)
Chase de Vere Independent Financial Advisers limited (no longer approved here)
FRN 137914
- CF30 Customer (7 Sep 2016 to 30 Nov 2018)
NatWest Markets Plc (no longer approved here)
FRN 121882
- CF30 Customer (27 Apr 2009 to 31 Aug 2010)
Standard Chartered Bank (no longer approved here)
FRN 114276
- CF21 Investment Adviser (11 Aug 2004 to 19 May 2006)
Citibank, N.A. (no longer approved here)
FRN 124704
- CF21 Investment Adviser (1 Dec 2001 to 29 Mar 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.