Stuart Paul Ashmead

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • THE ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY

    FRN 114724

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 17 Oct 2025)
    • [FCA CF] Functions requiring qualifications (15 May 2018 to 22 Nov 2021)
  • Coutts & Company

    FRN 122287

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 17 Oct 2025)
    • [FCA CF] Functions requiring qualifications (21 Jan 2020 to 22 Nov 2021)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (7 Mar 2011 to 26 Sep 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.