Stuart Orridge

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Premier Partnership Limited

    FRN 209446

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 1 Nov 2023)
    • [FCA CF] Client dealing (since 1 Sep 2023)
  • Obsidian Financial Limited (no longer approved here)

    FRN 509756

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 5 Nov 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 5 Nov 2023)
    • CF30 Customer (2 Dec 2015 to 8 Dec 2019)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 13 Dec 2011)
    • CF22 Investment Adviser (Trainee) (17 Sep 2007 to 31 Oct 2007)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF22 Investment Adviser (Trainee) (11 Sep 2006 to 20 Jul 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.