Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (12 Aug 2009 to 17 Nov 2010)
- CF1 Director (AR) (12 Aug 2009 to 16 Jul 2010)
- CF21 Investment Adviser (1 Dec 2001 to 18 Feb 2002)
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- CF1 Director (AR) (12 Oct 2007 to 27 Nov 2007)
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- Responsible for Insurance Mediation (14 Jan 2005 to 1 Jul 2006)
- CF1 Director (31 Oct 2004 to 1 Jul 2006)
- CF13 Finance (31 Oct 2004 to 1 Jul 2006)
- CF8 Apportionment and Oversight (31 Oct 2004 to 1 Jul 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.