Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Curo Advisers Limited (no longer approved here)

    FRN 194925

    • SMF16 Compliance Oversight (9 Dec 2019 to 28 Jan 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 28 Jan 2021)
    • SMF3 Executive Director (9 Dec 2019 to 28 Jan 2021)
    • Responsible for Insurance Distribution (1 Oct 2018 to 28 Jan 2021)
    • Responsibility for MCD Intermediation (21 Mar 2016 to 28 Jan 2021)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (15 May 2006 to 8 Dec 2019)
    • CF10 Compliance Oversight (15 May 2006 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (15 May 2006 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (15 May 2006 to 31 Mar 2009)
    • Responsible for Insurance Mediation (15 May 2006 to 30 Sep 2018)
    • CF21 Investment Adviser (1 Dec 2004 to 31 Oct 2007)
  • Curo IFA Limited (no longer approved here)

    FRN 231585

    • Employed By (17 Feb 2004 to 30 Jan 2009)

Recent activity

Updates to this individual's record on the FCA register.

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