Stuart McNeil

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Simply Pensions Ltd

    FRN 935827

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 1 Mar 2021)
    • Responsibility for MCD Intermediation (since 1 Mar 2021)
    • Responsible for Insurance Distribution (since 1 Mar 2021)
    • SMF16 Compliance Oversight (since 1 Mar 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Mar 2021)
    • SMF3 Executive Director (since 1 Mar 2021)
    • [FCA CF] Client dealing (since 1 Mar 2021)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 26 Feb 2021)
    • CF30 Customer (7 Sep 2015 to 26 Feb 2021)
    • CF1 Director (AR) (7 Sep 2015 to 26 Feb 2021)
  • Simply Pensions Ltd (no longer approved here)

    FRN 210579

    • (4)Employed By (7 Sep 2015 to 26 Feb 2021)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF1 Director (AR) (7 Sep 2015 to 26 Feb 2021)
  • Mortgage Next Network Limited (no longer approved here)

    FRN 300866

    • CF4 Partner (AR) (31 Oct 2004 to 10 Feb 2006)

Recent activity

Updates to this individual's record on the FCA register.

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