Stuart McGuire

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBS AG

    FRN 186958

    • [PRA CF] Managing a material risk taker (since 17 Oct 2024)
    • [FCA CF] Manager of certification employee (since 17 Oct 2024)
    • [PRA CF] Significant risk taker or Material risk taker (since 26 Feb 2024)
    • [FCA CF] Material risk taker (since 26 Feb 2024)
    • [FCA CF] Client dealing (since 13 Oct 2023)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • [PRA CF] Managing a material risk taker (14 Aug 2017 to 9 Oct 2023)
    • [PRA CF] Significant risk taker or Material risk taker (14 Aug 2017 to 9 Oct 2023)
    • [FCA CF] Material risk taker (14 Aug 2017 to 9 Oct 2023)
    • [FCA CF] Manager of certification employee (14 Aug 2017 to 9 Oct 2023)
    • [FCA CF] Client dealing (14 Aug 2017 to 9 Oct 2023)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Client dealing (7 Mar 2016 to 10 May 2017)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 24 Mar 2017)
    • [FCA CF] Material risk taker (7 Mar 2016 to 10 May 2017)
    • [FCA CF] Significant management (7 Mar 2016 to 10 May 2017)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (18 Mar 2002 to 31 Oct 2007)
    • CF26 Customer Trading (1 Dec 2001 to 18 Mar 2002)
  • DB UK Bank Limited (no longer approved here)

    FRN 140848

    • CF21 Investment Adviser (18 Mar 2002 to 27 Mar 2003)
    • CF26 Customer Trading (1 Dec 2001 to 18 Mar 2002)

Recent activity

Updates to this individual's record on the FCA register.

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