Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (9 Dec 2019 to 27 Feb 2026)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 27 May 2025)
    • Responsible for Insurance Distribution (1 Oct 2018 to 27 Feb 2026)
    • Responsible for Insurance Mediation (8 Nov 2017 to 30 Sep 2018)
    • CF1 Director (4 Apr 2016 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (4 Apr 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (4 Apr 2016 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.