Stuart Matheson

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ELLIS BATES WEALTH MANAGEMENT LTD (no longer approved here)

    FRN 631117

    • (155)[FCA CF] Client dealing (12 Dec 2019 to 31 Jul 2024)
    • (156)[FCA CF] Functions requiring qualifications (12 Dec 2019 to 31 Jul 2024)
    • (154)CF30 Customer (30 Nov 2015 to 8 Dec 2019)
  • SKIPTON FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 100013

    • CF22 Investment Adviser (Trainee) (25 Jan 2006 to 12 Apr 2006)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Mar 2003)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (154)CF30 Customer at ELLIS BATES WEALTH MANAGEMENT LTD

  2. controlled function added: (155)[FCA CF] Client dealing at ELLIS BATES WEALTH MANAGEMENT LTD

  3. controlled function added: (156)[FCA CF] Functions requiring qualifications at ELLIS BATES WEALTH MANAGEMENT LTD