Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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2 Plan Wealth Management Limited
FRN 461598
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 28 Jan 2022)
- [FCA CF] Client dealing (since 28 Jan 2022)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 21 Jan 2022)
- CF1 Director (AR) (30 Jan 2009 to 13 Jul 2010)
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- CF1 Director (AR) (21 Jan 2010 to 23 Sep 2010)
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- CF1 Director (AR) (30 Jan 2009 to 13 Jul 2010)
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- (2)Employed By (30 Jan 2009 to 13 Jul 2010)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Stuart Gilbert
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controlled function added: (2)Employed By at Stuart Gilbert