Stuart Lee Inman

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HEARNDEN ASSOCIATES LTD

    FRN 458349

    • 9A. Advising on P2P agreements
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (9 Dec 2019 to 26 Jan 2021)
    • [PRA CF] Key function holder (9 Dec 2019 to 10 Dec 2019)
    • [FCA CF] Significant management (9 Dec 2019 to 10 Dec 2019)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 10 Dec 2019)
    • SMF16 Compliance Oversight (9 Dec 2019 to 26 Jan 2021)
    • Responsible for Insurance Distribution (1 Oct 2018 to 26 Jan 2021)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • Responsible for Insurance Mediation (2 Jan 2007 to 30 Sep 2018)
    • CF21 Investment Adviser (2 Jan 2007 to 31 Oct 2007)
    • CF10 Compliance Oversight (2 Jan 2007 to 8 Dec 2019)
    • CF1 Director (AR) (2 Jan 2007 to 9 Jan 2020)
    • CF1 Director (2 Jan 2007 to 8 Dec 2019)
  • Hearnden Associates (2954) (no longer approved here)

    FRN 191065

    • (2)Employed By (4 Sep 2000 to 29 Dec 2006)

Recent activity

Updates to this individual's record on the FCA register.

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