Stuart Lee Hutton

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • William Highbourne Wealth Management Limited

    FRN 917125

    • 14. Managing investments
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • SMF3 Executive Director (since 25 Aug 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 18 Jul 2022)
    • [FCA CF] Functions requiring qualifications (since 18 Jan 2022)
    • [FCA CF] Client dealing (since 18 Jan 2022)
  • Simply Ethical Financial Services Ltd

    FRN 511220

    • 14. Managing investments
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (1 Dec 2015 to 8 Dec 2019)
  • RAYMOND JAMES INVESTMENT SERVICES LIMITED (no longer approved here)

    FRN 194713

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Dec 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2023)
    • CF30 Customer (8 Feb 2010 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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